Audits are now a reality. This is your opportunity to discuss your concerns regarding the audit.
The implementation of compliance programmes is likely to have been a steep learning curve for practitioners with numerous issues, both practical and interpretative, and providing answers to problems that are not always easy to find.
With numbers strictly limited, this workshop will provide a great opportunity for lawyers and compliance officers to raise their problems and to discuss potential solutions with an AML/CFT expert.
It will also focus on other practical issues that have been noted anecdotally and by the DIA which lawyers will need to consider in order to meet their obligations under the legislation.
Registrants are encouraged to send through their questions prior to the workshop.
- Be provided with an opportunity to raise and workshop issues relating to AML/CFT compliance experienced in your own practice and discuss possible solutions.
- Gain a better understanding of some of the wider issues that have arisen since the regime was extended to phase 2 entities.
- Review and discuss the most recent feedback/guidance from supervisors.
Who should attend?
This workshop will be relevant to almost all lawyers in practice but it will be of particular importance to senior partners and practice managers, especially those in small to medium sized practices.
Barrister and Solicitor