Thu 08 March | 4:00PM - 5:30PM | Auckland CBD venue to be confirmed MAP

Synopsis

Given the success of the initial series of seminars and a clear indication from the profession that more information and assistance would be both needed and welcome, ADLS has developed the AML/CFT Toolkit Series II. Like the first, this series of seminars is designed to provide practitioners with the tools to understand their AML/CFT obligations and gain insights into how to approach and manage those obligations with confidence and in the most time efficient manner.

The series will provide practical information about how to deal with audits and assurance requirements, how to submit Suspicious Activity Reports (SARs) and Prescribed Transaction Reports (PTRs) to the Financial Intelligence Unit (FIU), insights into some of the issues practitioners may face with advice from professionals already complying with the AML/CFT regime, and an opportunity to hear from and engage with the AML/CFT supervisor, the Department of Internal Affairs.

Each session will be co-presented by Fiona Hall and other AML/CFT experts. Fiona is a barrister and solicitor specialising in this area, with personal experience as an AML Compliance Officer with primary responsibility for the development and implementation of AML programmes for entities within a substantial designated business group.

In the AML/CFT Toolkit Series II, Fiona will co-present with a compliance expert, the FIU, professionals already dealing with AML/CFT compliance and the Department of Internal Affairs.

Audits and Assurance | 8 March 2018

GoAML Reporting | 10 April 2018

Special Issues | 15 May 2018

Meet the Regulator | 14 June 2018

Who should attend?

Given the scope of the legislation, this seminar will be relevant to almost all lawyers in practice but it will be of particular importance to senior partners, practice managers and AML Compliance Officers who will be responsible for the development of the policies and processes required to comply with the Act

In person only

To register to attend via live stream click here

Presenter


Fiona Hall
Barrister and Solicitor

Fiona Hall, who recently spoke at the AML Solutions AML/CFT Summit in Auckland, is a barrister and solicitor specialising in AML/CFT, consumer credit and privacy law. After her admission to the bar in 1987, Fiona initially practised general commercial litigation and banking law at large law firms in both Auckland and London, before moving in-house. Her in-house counsel roles covered a number of credit and credit related businesses as well as for a government regulator.

Fiona has acted as the head of compliance and both privacy and AML officer in conjunction with her legal roles. She has developed and implemented a number of AML/CFT programmes and was an invited speaker at the annual NZ Police FIU AML/CFT conference in 2015.