Each reporting entity is required to designate an AML/CFT Compliance Officer to administer and maintain its AML/CFT programme. The extent of the role will depend on how each practice establishes its compliance framework, but the appointment does need to be carefully considered in terms of both responsibilities and liabilities.
- Understand better what would usually be expected of an AML/CFT Compliance Officer as well as the considerations to be taken into account when making the appointment, including the expectations, liability and obligations that the position carries and how the role may be approached.
- Gain insights from a specialist AML auditing and consultancy business about common pitfalls, and the importance of training and handover processes.
- Learn more about the importance of AML compliance for all staff engaging with clients and managing transactions, how it is essential that they understand and are committed to the AML programme.
Who should view?
Given the scope of the legislation, this seminar will be relevant to almost all lawyers in practice but it will be of particular importance to senior partners and practice managers who will be responsible for the appointment of Compliance Officers and the overall compliance of the practice.
Access details will be delivered via email within 15 minutes.
Also available On Demand
The AML/CFT Toolkit Series I: Composite Package [all four sessions] (save 13%)
The AML/CFT Toolkit Series: (2) Risk Assessments
The AML/CFT Toolkit Series I: (3) Customer Due Diligence
The AML/CFT Toolkit Series I: (4) Compliance Programmes
Barrister and Solicitor
Fiona Hall, who recently spoke at the AML Solutions AML/CFT Summit in Auckland, is a barrister and solicitor specialising in AML/CFT, consumer credit and privacy law. After her admission to the bar in 1987, Fiona initially practised general commercial litigation and banking law at large law firms in both Auckland and London, before moving in-house. Her in-house counsel roles covered a number of credit and credit related businesses as well as for a government regulator.
Fiona has acted as the head of compliance and both privacy and AML officer in conjunction with her legal roles. She has developed and implemented a number of AML/CFT programmes and was an invited speaker at the annual NZ Police FIU AML/CFT conference in 2015.
AML Solutions Limited