The AML/CFT Toolkit Series II: (1) Audits and Assurance (in person)
This session will look more specifically at your obligations to internally monitor your compliance programme and the importance of internal auditing and assurance processes. It will also address external auditing requirements, including choosing an auditor, preparing for an audit and what to expect, reviewing your audit and establishing a remedial plan where necessary.
Presenters: Fiona Hall, Barrister and Solicitor; Jeanette Kreft, The Compliance Company